About
Wall Street veteran Fred Ruffy founded Rule1120 to help independent RIAs and broker-dealers leverage the latest content-production tools and turn their existing expertise into compliant, cost-efficient content that scales.
Drawing on 30 years of industry experience, we produce new content as well as audit, revise, and revive existing financial content—articles, webinars, and commentary—into reusable videos, thought leadership, and assets that build trust, expand reach, and support long-term growth.
By combining editorial discipline, compliance awareness, and AI-assisted production, Rule1120 helps firms to communicate consistently and confidently—without breaking the budget, starting from scratch, or turning marketing into an experiment.
We created Compliance Companion to help with pre-reviews of materials. This custom GPT has a knowledge base of all the FINRA and SEC guidelines regarding communications with the public (CWTP) and related rules. You can find it here.
Learn More:
ebooks:
10 Strategies to Make Financial Content Work Smarter
10 Strategies to Make Financial Content Work Smarter (mobile version)